ISO 9001:2015 Certified

The Construction Unit is currently certified under the ISO 9001:2015 standard. This standard involves developing a Quality Management System that focuses on customers, key processes within the unit and metrics to ensure that quality service is provided. This system provides for a plan-do-check-act approach in evaluating the function and operation of the construction field personnel as well as office support staff.

 Free Adobe Reader is required to view the PDF documents in the links below.

ISO 9001:2015 Quality Management System

• Quality Manual
• Quality Process Manual
• Risk & Opportunities Index

ISO ​9001:2015 Process Questions

Blank Forms Controlled Documents

• Audit Report Template (PDF, 99 KB)
• CPAR Form (PDF, 163 KB)
• Employee-Consultant-ESTI Overview Sign Off Sheet (PDF, 358 KB)
• Field Office Setup Request Form (PDF, 7.67 MB)

Document Ownership Charts

• Construction Unit Document Ownership Chart (PDF, 406 KB)

Internal Audit Schedule

• District 10 Internal Audit Schedule 2020-2022 (PDF, 113 KB)

Completed Audits

• 2016
• 7.5.1 LC1 Subcontractor Approval Process Audit Report (1/26/2016) (PDF, 166 KB)
• 6.0 Audit Report (2/1/2016) (PDF, 259 KB)
• 5.1 and 5.2 Audit Report (2/29/2016) (PDF, 194 KB)
• 5.3, 5.4, and 5.5 Audit Report (2/29/2016) (PDF, 194 KB)
• 7.2, 7.3, and 7.4 Audit Report (3/2016) (PDF, 260 KB)
• 7.5.1 SC-1 Structural Control Plan Review Internal Audit (3/17/2016) (PDF, 260 KB)
• ISO 7.6 Audit Report (3/28/2016) (PDF, 190 KB)
• Audit Report 8.4 (4/12/2016) (PDF, 191 KB)
• Audit Report 8.5.3 & 8.5.2 (4/22/2016) (PDF, 256 KB)
• ISO 7.5.1 GT1 Audit Report (9/14/2016) (PDF, 261 KB)
• SOS Audit Report 2016 (11/15/2016) (PDF, 134 KB)
• Audit Report Finals 2016 (12/14/2016) (PDF, 283 KB)
• Internal Audit Project Closeout 2016 (12/15/2016) (PDF, 297 KB)
• 2017
• 7.5.1 SC-3 Project Initiation Audit (2/2017) (PDF, 258 KB)
• 7.5.1 LC1 Subcontractor Approval Process Audit Report (2/7/2017) (PDF, 142 KB)
• 7.5.1 FO4 Field Operations E&S Audit (2/14/2017) (PDF, 235 KB)
• 7.5.1 FO1 Field Operations Launch Phase (2/22/2017) (PDF, 161 KB)
• 7.5.1 GT-3 Internal Audit (2/27/2017) (PDF, 291 KB)
• 7.5.1 GT-7 Internal Audit (2/27/2017) (PDF, 140 KB)
• 7.5.1 M2 Equipment Verification Audit Report (4/11/2017) (PDF, 337 KB)
• 7.5.1 M3 Initial Aggregate Plant Inspection Audit Report (4/11/2017) (PDF, 196 KB)
• 7.5.1 M4 Initial Bituminous Asphalt Inspection Audit Report (4/11/2017) (PDF, 196 KB)
• 7.5.1 M6 District Quality Assurance Audit Report (4/17/2017) (PDF, 279 KB)
• 8.2.3 Monitoring and Measurement of Processes (10/2017) (PDF, 167 KB)
• 8.2.4 Monitoring and Measurement of Product (10/2017) (PDF, 151 KB)
• 8.4 Analysis of Data (10/2017) (PDF, 150 KB)
• 8.5.1 Continual Improvement Process (10/10/2017) (PDF, 185 KB)
• 7.5.1 CA2 Compliance Audit Report (10/26/2017) (PDF, 274 KB)
• 7.5.1 FO3 Project Closeout Audit Report (11/3/2017) (PDF, 271 KB)
• 4.1 and 4.2 ISO General Requirements Audit Report (11/13/2017) (PDF, 266 KB)
• 7.5.1 GT-6 Mine Variance Internal Audit (11/16/2017) (PDF, 261 KB)
• 7.5.2, 7.5.3, 7.5.4, 7.5.5 Audit Report (12/6/2017) (PDF, 137 KB)
• 5.6 Management Review Audit Report (12/8/2017) (PDF, 138 KB)
  
• 2018
• 7.5.1 M5 Initial Plant Inspection Audit Report (1/25/2018) (PDF, 149 KB)
• 7.5.1 SC-1 Structural Control Plan Review Internal Audit (2/22/2018) (PDF, 253 KB)
• 7.5.1 SC-2 Disposal of Bridge Paint Waste Internal Audit (2/22/2018) (PDF, 258 KB)
• 7.1 Planning of Product Realization Audit Report (3/12/2018) (PDF, 232 KB)
• 7.5.1 GT-4 Geotechnical Review of Consultant Reports Internal Audit (3/29/2018) (PDF, 200 KB)
• 7.5.1 GT-5 Geotechnical Review of Consultant Reports Internal Audit (3/29/2018) (PDF, 195 KB)
• 5.4 and 5.5 Audit Report (4/5/2018) (PDF, 138 KB)
• 7.5.1 FO2 Field Operations Project Management (4/9/2018) (PDF, 156 KB)
• 8.5.1 CA1 Execution of Consultant Agreements Audit Report (10/4/2018) (PDF, 291 KB)
• 8.5.1 CMP1 After Action Review Process Audit Report (10/4/2018) (PDF, 289 KB)
• 8.5.1 Review of Warranty Process and Compliance Audit Report (11/7/2018) (PDF, 1197 KB)
• 8.5.1 F4 Treasury Database Audit Report (11/8/2018) (PDF, 455 KB)
• 4.4 Quality Management System Processes Audit Report (11/29/2018) (PDF, 138 KB)
• 8.5.1 SC-2 Disposal of Bridge Paint Waste Internal Audit (12/19/2018) (PDF, 295 KB)
• 2019
• 10.2 Nonconforming and Corrective Action Audit Report (1/28/2019) (PDF, 495 KB)
• 8.5.1 LCI Subcontractor Approval Process Internal Audit Report (2/21/2019) (PDF, 169 KB)
• 8.5.1 FO3 Field Operations – Project Closeout Audit Report (10/1/2019) (PDF, 154 KB)
• 8.5.3 Property Belonging to Customers or External Providers Audit Report (10/16/2019) (PDF, 205 KB)
• 8.5.4 Preservation Audit Report (10/16/2019) (PDF, 152 KB)
• 8.6 Release of Products and Services Audit Report (10/16/2019) (PDF, 201 KB)
• 8.7 Control of Nonconforming Process Outputs, Products, and Services Audit Report (10/16/2019) (PDF, 198 KB)
• 9.2 Procedures for Internal Audits Report (10/30/2019) (PDF, 150 KB)
• 8.5.1 SC3 Project Initiation - Local Bridge Projects Audit Report (11/1/2019) (PDF, 95 KB)
• 8.5.1 SC1 Structural Plans Review Audit Report (11/8/2019) (PDF, 103 KB)
• 7.1 and 7.5 Support Audit Report (11/25/2019) (PDF, 208 KB)
• 8.2 Requirements for Products and Services Audit Report (11/25/2019) (PDF, 102 KB)
• 8.3 Design and Development of Products and Services Audit Report (11/25/2019) (PDF, 149 KB)
• 8.5.1 C2 Employee Performance Review Processing Audit Report (12/17/2019) (PDF, 197 KB)
• 8.5.1 LC2 Labor Compliance – Project Review Audit Report (12/18/2019) (PDF, 151 KB)
• 2020
• 7.5.1 GT 1 In House Design Requests - Audit Report (3/4/2020) (PDF, 166 KB)
• M1 Material Supply Letter - Audit Report (10/30/2020) (PDF, 160 KB)
• C-4 Internal Audit - Audit Report (11/04/2020) (PDF, 142 KB)
• FO1 Field Operations – Start-up - Audit Report (11/5/2020) (PDF, 155 KB)
• 7.5.1 F1 Work Order Creation - Audit Report (11/10/2020) (PDF, 94 KB)
• CA2 Open End Agreement Work Order Creation - Audit Report (11/23/2020) (PDF, 151 KB)
• 7.5.1 FO2 Project Management Audit - Audit Report (12/4/2020) (PDF, 152 KB)
• GT2 Construction Consultation - Audit Report (12/14/2020) (PDF, 204 KB)
• 8.5.1 SC3 Project Initiation - Local Bridge Projects - Audit Report (1/8/2021) (PDF, 173 KB)
• 8.5.1 C1 Employee Performance Review Processing - Audit Report (2/26/2021) (PDF, 197 KB)
• 7.5.1 F2 Finals Unit Project Set-Up - Audit Report (3/30/2021) (PDF, 213 KB)
• 2021
• 7.5.1 M2 Equipment Verification - Audit Report (3/18/2021) (PDF, 1.16 MB)
• 8.5.1 LC1 Subcontractor Approval - Audit Report (3/22/2021) (PDF, 178 KB)
• FO4 Field Operations - E&S Details - Audit Report (3/22/2021) (PDF, 137 KB)
• SC1 Structural Plans Review - Audit Report (3/23/2021) (PDF, 2.15 MB)
• 7.5.1 GT7 Compaction Control - Audit Report (3/26/2021) (PDF, 213 KB)
• 7.5.1 FO5 Field Operations - Peer Review - Audit Report (4/14/2021) (PDF, 805 KB)
• 7.5.1 M3 Initial Aggregate Plant Inspection - Audit Report (5/24/2021) (PDF, 443 KB)
• 7.5.1 F4 Right to Know Audit Report (9/9/2021) (PDF, 134 KB)
• GT3 - Geotechnical Hazard Inspection and Remediation Process - Audit Report (10/18/2021) (PDF, 159 KB)
• FO3 Field Operations Project Closeout - Audit Report (10/27/2021) (PDF, 185 KB)
• 8.5.1 CA1 Execution of Consultant Agreements - Audit Report (10/28/2021) (PDF, 167 KB)
• ISO CR1 After Action Review Process - Audit Report (11/18/2021) (PDF, 134 KB)
• F3 Finals Unit Project Closeout - Audit Report (12/1/2021) (PDF, 158 KB)
• 2022
• 7.5.1. M4 - Initial Asphalt Plant Inspection - Annual - Audit Report (2/2/2022) (PDF, 299 KB)
• M5 - Initial Concrete Plant Inspection- Annual - Audit Report (2/2/2022) (PDF, 165 KB)
• 7.5.1 SC2 Disposal of Bridge Paint Waste - Audit Report (2/3/2022) (PDF, 200 KB)
• ISO Process MR1 Management Review 9.3 - Audit Report (2/28/2022) (PDF, 1.20 MB)
• LC2 Labor Compliance Project Review - Audit Report (3/1/2021) (PDF, 150 KB)
• 7.5.1 GT5 Geotechnical Review of Contractor Submissions - Audit Report (3/10/2022) (PDF, 166 KB)